SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
RALLIS CHRIS A

(Last) (First) (Middle)
68 TW ALEXANDER DRIVE, PO BOX 13628

(Street)
DURHAM NC 27709

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/11/2017
3. Issuer Name and Ticker or Trading Symbol
FENNEC PHARMACEUTICALS INC. [ FENC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) 11/18/2011 11/18/2019 Common Shares 3,333 1.5 D
Stock Option (right to buy) 04/04/2012 04/04/2020 Common Shares 8,333 0.6 D
Stock Option (right to buy) 05/17/2012 05/17/2020 Common Shares 9,259 0.54 D
Stock Option (right to buy) 08/17/2012 08/17/2019 Common Shares 11,111 0.45 D
Stock Option (right to buy) 11/20/2012 11/20/2020 Common Shares 4,792 1.05 D
Stock Option (right to buy) 04/03/2013 04/03/2020 Common Shares 4,166 2.4 D
Stock Option (right to buy) 05/17/2013 05/17/2020 Common Shares 1,700 2.94 D
Stock Option (right to buy) 08/06/2013 08/06/2020 Common Shares 5,208 0.96 D
Stock Option (right to buy) 08/23/2013 08/23/2020 Common Shares 16,666 0.72 D
Stock Option (right to buy) 01/24/2014 01/24/2021 Common Shares 3,144 1.59 D
Stock Option (right to buy) 04/25/2014 04/25/2021 Common Shares 4,329 2.31 D
Stock Option (right to buy) 05/15/2014 05/15/2021 Common Shares 1,389 3.6 D
Stock Option (right to buy) 08/04/2014 08/04/2021 Common Shares 1,792 2.79 D
Stock Option (right to buy) 11/07/2014 11/07/2021 Common Shares 1,960 2.55 D
Stock Option (right to buy) 12/31/2014 12/31/2021 Common Shares 10,000 2.69 D
Stock Option (right to buy) 03/16/2015 03/16/2022 Common Shares 1,992 2.51 D
Stock Option (right to buy) 05/11/2015 05/11/2022 Common Shares 2,173 2.3 D
Stock Option (right to buy) 08/03/2015 08/03/2022 Common Shares 2,127 2.35 D
Stock Option (right to buy) 11/10/2015 11/10/2022 Common Shares 4,062 1.23 D
Stock Option (right to buy) 06/09/2016 06/09/2023 Common Shares 4,098 2.44 D
Stock Option (right to buy) 06/09/2016 06/09/2023 Common Shares 10,246 2.44 D
Stock Option (right to buy) 06/27/2017 06/27/2024 Common Shares 20,000 5.1 D
Explanation of Responses:
/s/ Chris A. Rallis 09/20/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.